Serial links are simple, bidirectional links that require very few control signals. In a basic serial setup, data communications equipment (DCE) installed in a user's premises is responsible for establishing, maintaining, and terminating a connection. A modem is a typical DCE device.
A serial cable connects the DCE to a telephony network where, ultimately, a link is established with data terminal equipment (DTE). DTE is typically where a serial link terminates.
The distinction between DCE and DTE is important because it affects the cable pinouts on a serial cable. A DTE cable uses a male 9-pin or 25-pin connector, and a DCE cable uses a female 9-pin or 25-pin connector.
To form a serial link, the cables are connected to each other. However, if the pins are identical, each side's transmit and receive lines are connected, which makes data transport impossible. To address this problem, each cable is connected to a null modem cable, which crosses the transmit and receive lines in the cable.
In basic serial communications, nine signals are critical to the transmission. Each signal is associated with a pin in either the 9-pin or 25-pin connector. Table 21 lists and defines serial signals and their sources.
Table 21: Serial Transmission Signals
When a serial connection is made, a serial line protocol—such as EIA-530, X.21, RS-422/449, RS-232, or V.35—begins controlling the transmission of signals across the line as follows:
The name of the wire does not indicate the direction of data flow.
The DTR and DSR signals were originally designed to operate as a handshake mechanism. When a serial port is opened, the DTE device sets its DTR signal to a marked state. Similarly, the DCE sets its DSR signal to a marked state. However, because of the negotiation that takes place with the RTS and CTS signals, the DTR and DSR signals are not commonly used.
The carrier detect and ring indicator signals are used to detect connections with remote modems. These signals are not commonly used.
Serial interfaces use a balanced (also called differential) protocol signaling technique. Two serial signals are associated with a circuit: the A signal and the B signal. The A signal is denoted with a plus sign (for example, DTR+), and the B signal is denoted with a minus sign (for example, DTR–). If DTR is low, then DTR+ is negative with respect to DTR–. If DTR is high, then DTR+ is positive with respect to DTR–.
By default, all signal polarities are positive, but sometimes they might be reversed. For example, signals might be miswired as a result of reversed polarities.
By default, a serial interface uses loop clocking to determine its timing source. For EIA-530 and V.35 interfaces, you can set each port independently to use one of the following clocking modes. X.21 interfaces can use only loop clocking mode.
Both loop clocking mode and DCE clocking mode use external clocks generated by the DCE.
Figure 15 shows the clock sources for loop, DCE, and DTE clocking modes.
Figure 15: Serial Interface Clocking Modes

When an externally timed clocking mode (DCE or loop) is used, long cables might introduce a phase shift of the DTE-transmitted clock and data. At high speeds, this phase shift might cause errors. Inverting the transmit clock corrects the phase shift, thereby reducing error rates.
Although the serial interface is intended for use at the default clock rate of 16.384 MHz, you might need to use a slower rate under any of the following conditions:
The voltage must be measured differentially between the signal conductor and the point in the circuit from which all voltages are measured (“circuit common”) at the load end of the cable, with a 50-ohm resistor substituted for the generator.
Serial interfaces support the following line protocols:
EIA-530 is an Electronic Industries Association (EIA) standard for the interconnection of DTE and DCE using serial binary data interchange with control information exchanged on separate control circuits. EIA-530 is also known as RS-530.
The EIA-530 line protocol is a specification for a serial interface that uses a DB-25 connector and balanced equivalents of the RS-232 signals—also called V.24. The EIA-530 line protocol is equivalent to the RS-422 and RS-423 interfaces implemented on a 25-pin connector.
The EIA-530 line protocol supports both balanced and unbalanced modes. In unbalanced transmissions, voltages are transmitted over a single wire. Because only a single signal is transmitted, differences in ground potential can cause fluctuations in the measured voltage across the link. For example, if a 3V signal is sent from one endpoint to another, and the receiving endpoint has a ground potential 1V higher than the transmitter, the signal on the receiving end is measured as a 2V signal.
Balanced transmissions use two wires instead of one. Rather than sending a single signal across the wire and having the receiving end measure the voltage, the transmitting device sends two separate signals across two separate wires. The receiving device measures the difference in voltage of the two signals (balanced sampling) and uses that calculation to evaluate the signal. Any differences in ground potential affect both wires equally, and the difference in the signals is still the same.
The EIA-530 interface supports asynchronous and synchronous transmissions at rates ranging from 20 Kbps to 2 Mbps.
RS-232 is a Recommended Standard (RS) describing the most widely used type of serial communication. The RS-232 protocol is used for asynchronous data transfer as well as synchronous transfers using HDLC, Frame Relay, and X.25. RS-232 is also known as EIA-232.
The RS-232 line protocol is very popular for low-speed data signals. RS-232 signals are carried as single voltages referred to a common ground signal. The voltage output level of these signals varies between –12V and +12V. Within this range, voltages between –3V and +3V are considered inoperative and are used to absorb line noise. Control signals are considered operative when the voltage ranges from +3 to +25V.
The RS-232 line protocol is an unbalanced protocol, because it uses only one wire, and is susceptible to signal degradation. Degradation can be extremely disruptive, particularly when a difference in ground potential exists between the transmitting and receiving ends of a link.
The RS-232 interface is implemented in a 25-pin D-shell connector and supports line rates up to 200 Kbps over lines shorter than 98 feet (30 meters).
RS-422 is a Recommended Standard (RS) describing the electrical characteristics of balanced voltage digital interface circuits that support higher bandwidths than traditional serial protocols like RS-232. RS-422 is also known as EIA-422.
The RS-449 standard (also known as EIA-449) is compatible with RS-422 signal levels. The EIA created RS-449 to detail the DB-37 connector pinout and define a set of modem control signals for regulating flow control and line status.
The RS-422/499 line protocol runs in balanced mode, allowing serial communications to extend over distances of up to 4,000 feet (1.2 km) and at very fast speeds of up to 10 Mbps.
In an RS-422/499-based system, a single master device can communicate with up to 10 slave devices in the system. To accommodate this configuration, RS-422/499 supports the following kinds of transmission:
V.35 is an ITU-T standard describing a synchronous, physical-layer protocol used for communications between a network access device and a packet network. V.35 is most commonly used in the United States and Europe.
The V.35 line protocol is a mixture of balanced (RS-422) and common ground (RS-232) signal interfaces. The V.35 control signals DTR, DSR, DCD, RTS, and CTS are single-wire common ground signals that are essentially identical to their RS-232 equivalents. Unbalanced signaling for these control signals is sufficient, because the control signals are mostly constant, varying at very low frequency, which makes single-wire transmission suitable. Higher-frequency data and clock signals are sent over balanced wires.
V.35 interfaces operate at line rates of 20 Kbps and above.
X.21 is an ITU-T standard for serial communications over synchronous digital lines. The X.21 protocol is used primarily in Europe and Japan.
The X.21 line protocol is a state-driven protocol that sets up a circuit-switched network using call setup. X.21 interfaces use a 15-pin connector with the following eight signals:
Transmissions across an X.21 link require both the DCE and DTE devices to be in a ready state, indicated by an all 1s transmission on the T and R signals.